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Retirement Management

Together we’ll create a plan that helps you prepare for the retirement you want.

Have a 401k or 403b and never rebalanced it?  According to a study done by Fidelity Investments of their Retirement Plan Participants, 87% of DIY investors have not changed their investment allocation for over a year.  77%  of these participants have admitted not having the time or investment knowledge to be confident in their allocation.  We are able to help you analyze, allocate and manage your Retirement Accounts and coordinate with other investments to work toward your goals. What this means is we can manage Participant accounts held at the major providers of these plans without transferring assets. We advise on 401K, 403b (Universities and Non-Profit Entities) to help you in achieving your retirement.

Financial Focus

Our focus is on overall Financial Wellness.  If you have multiple Retirement Accounts or Taxable accounts  we can coordinate those accounts and choose from the best options available at each plan or account. Based upon your specific objectives, we select which funds to use in what percentages, choosing what we believe to be the best from among all of the choices open to you. For example, if you have only provider, we choose from their fund lineup, but if you have multiple providers, and a spouse has a 401k at XYZ, we analyze the choices in these three separate retirement plans, choose the best, and coordinate management of the whole.


Ongoing Navigation

Periodically, we re-evaluate the funds in your plan and determine which funds we believe you should avoid and which to use.  Often clients have assets in different plans or providers and they are not sure what investments to use or how to allocate all of their investments to work together. We take a holistic view of these plans and make sure they are working for you. We provide a Wealth Portal which aggregates all of your accounts and allows for transparency in how your assets are managed. As the “quarterback” of family affairs we communicate and interact with your CPA and estate planning attorney, if desired. Many people have never coordinated their 401k, 403b, IRA and taxable accounts with a family advisor in this way.

Check the background of this financial professional on FINRA’s BrokerCheck & AdvisorInfo

At University Financial Strategies our mission is to help families think beyond just saving for college, but helping leverage strategies that leverage your unique situation to help you save on college costs. We take into consideration topics like specialized college-planning strategies for business owners, planning for financial aid, school-specific scholarships, coordinating college planning with grandparents, cash-flow strategies and options for covering shortfalls, to name just a few.


4801 Glenwood Avenue
Suite 200-630
Raleigh NC 27612


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